Number of AIM Securities in Issue
The number of AIM Securities in issue is 106,698,076 Common Shares.
Percentage of AIM Securities not in public hands
The percentage of AIM Securities not in public hands is 31.7%.
Significant Shareholders Holdings
| Name |
Number of Common Shares |
% of Issued Share Capital |
| Lord Leonard Steinberg |
14,584,725 |
13.7% |
| Joel Kanter* |
8,998,566 |
8.4% |
| Alta California Partners III, L.P. |
7,412,472 |
6.9% |
| Platinum Montaur Life Sciences I, LLC |
7,190,208 |
6.7% |
| Vision Opportunity Master Fund, Ltd. |
7,094,851 |
6.6% |
| Koor Corporate Venture Capital, L.P. |
5,393,821 |
5.1% |
| Chicago Investments Inc.** |
4,400,807 |
4.1% |
| CIBC Trust Company (Bahamas) Ltd.** |
3,605,985 |
3.4% |
Restrictions on AIM Securities
Notes:
| * |
Included in the interests of Joel Kanter are his interests in:
- 949,226 Common Shares held by the Kanter Family Foundation, an Illinois not-for-profit corporation of which Mr. Kanter is the President and is a Director;
- 3,605,985 Common Shares held by CIBC Trust Company (Bahamas) Limited (“CIBC”). CIBC is the trustee of Settlement T-555 (the “CIBC Trust”). The CIBC Trust was established for the benefit of various descendants of (i) Helen and Henry Krakow, and (ii) Beatrice and Morris Kanter. Mr. Kanter is a discretionary beneficiary of the CIBC Trust. Sole voting and investment control of the Common Shares owned by the CIBC Trust is vested in CIBC as trustee of the CIBC Trust;
- 4,400,807 Common Shares held by Chicago Investments, Inc. (“CII”). CII is a majority-owned subsidiary of Chicago Holdings, Inc. (“CHI”). CHI is majority owned by various trusts (together the “Kanter Trusts”) established for the benefit of various descendants of (i) Helen and Henry Krakow, and (ii) Beatrice and Morris Kanter. Joel Kanter is a discretionary beneficiary of some, but not all, of the Kanter Trusts. Sole voting and investment control of the Common Shares owned by CII is vested in Mr. Kanter’s brother, Joshua Kanter, as President of CII; and
- 42,548 Common Shares held by Chicago Private Investments, Inc (“CPI”). CPI is a wholly owned subsidiary of The Holding Company (“THC”). THC is owned by Kanter Trusts. Sole voting and investment control of the shares of the Company owned by CPI is vested in Mr. Kanter’s brother, Joshua Kanter, as President of CPI.
For the purposes of applicable US Securities Laws and regulations, Mr. Kanter disclaims all beneficial and pecuniary interest to the Common Shares held by CII and CPI and the CIBC Trust. Such disclaimer does not affect Mr. Kanter's status as a discretionary beneficiary under the Kanter Trusts or the CIBC Trust.
|
| ** |
Included in the interests of Joel Kanter. |
|
|